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Conflict Minerals – Compliance Guide

Conflict Minerals – Compliance Guide Best Practices for Complying with the New Conflict Minerals Disclosure Requirements Summary . Effective January 1, 2013, companies that file Exchange Act reports with the SEC are required to identify whether their products contain certain "conflict minerals" originating from the Democratic Republic of

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Conflict Minerals - United States Department of State

Conflict Minerals. The Office of Threat Finance Countermeasures, in conjunction with other State Department bureaus and U.S. agencies, actively works to sever the links between mineral resources and conflict through government-to-government diplomatic efforts. The office also builds international support for due diligence guidelines intended to ...

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Content - SEC Conflict Minerals Report - Claigan

Content - SEC Conflict Minerals Report 2014 Reporting Period Tuesday, March 3, 15. Agenda • Introduction • Due diligence - Requirements - Flow chart • Conflict minerals report - Overview - Breakdown by sections • Recommendations • Summary • Q&A Webinar is …

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On August 22, 2012, the SEC adopted "conflict minerals ...

Publications. On August 22, 2012, the SEC adopted "conflict minerals" rules that were mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"). According to the findings of the Dodd-Frank Act, the exploitation and trade of conflict minerals originating in the Democratic Republic of the Congo and adjoining ...

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SEC Issues Final Rules Regarding Conflict Minerals ...

The SEC included a flow chart summarizing the decision steps to be taken by a company in applying the rules, ... In the release adopting the conflict minerals rules, the SEC estimated that the total industry-wide cost of implementing the new rules would be approximately $3 billion to $4 billion, and the annual cost of ongoing compliance would ...

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Dodd-Frank 'Conflict Minerals' Rules: Simple Steps to Stay ...

Partners Jean-Jacques "J" Cabou, Jason Day, and T. Markus Funk examine the SEC's pending "conflict minerals" rules. The authors provide a useful flow chart illustrating the proposed rules' logic and flow, and offer specific suggestions for how companies can get ahead of the curve and gauge what impact the anticipated rules are likely to have on their operations and compliance functions.

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Chart Industries, Inc. | Overview - Regulatory Documents

U.K. Modern Slavery Act Disclosure Statement (opens in new window). 238 KB. Conflict Minerals Report (opens in new window)

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Conflict Minerals Disclosure - SEC.gov

B. Definition of "Conflict Minerals" Under Section 1502, conflict minerals include cassiterite, columbite-tantalite, gold, and wolframite, or their derivatives, as well as any other minerals or their derivatives determined by the U.S. Secretary of State to be financing conflict in the Covered Countries.

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EU Conflict Minerals Regulation Flowchart - Launching ...

We are pleased to announce the launch of our EU Conflict Minerals Re gulation Flowchart, which promises to be a valuable tool for those charged with compliance with the EU conflict minerals regulation. In 2017, the EU adopted its conflict minerals regulation, which is intended to help businesses identify and address the risk that 3TGs (tin, tantalum, tungsten, and gold) in their products …

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GAO-13-689, SEC CONFLICT MINERALS RULE: Information …

Conflict Minerals Disclosures to SEC 9 Figure 3: Simplified Conflict Minerals Supply Chain 11 Figure 4: Simplified Conflict Minerals Supply Chain Showing Supplier Tiers 23 Figure 5: Flow of Supply Chain Inquiries from the Original Equipment Manufacturers to the Mine 24 Figure 6: Number of Smelters and Refiners of Conflict Minerals We

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SEC suspends conflict mineral rule enforcement | Supply ...

Dive Brief: As of April 7, the Securities and Exchange Commission (SEC) ruled that U.S. corporations will no longer be required to conduct a due diligence review or an audit regarding sourcing of conflict minerals, Reuters reported. This rollback follows a court opinion which stated that the rule "violate[s] the First Amendment to the extent the statute and rule require regulated entities to ...

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Conflict Minerals in the Congo | Anthropology of ...

This flow chart delineates the supply chain of "conflict minerals." Section 1502 of the Dodd Frank Wall Street Reform Act passed by Congress in July of 2010 requires companies to trace and audit their supply chains to ensure that they are not financing conflict in the Congo.

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Conflict Minerals Regulation explained - Trade - European ...

The regulation explained. On 1 January 2021 a new law will come into full force across the EU – the Conflict Minerals Regulation. It aims to help stem the trade in four minerals – tin, tantalum, tungsten and gold – which sometimes finance armed conflict or are mined using forced labour.

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FORM SD / Conflict Minerals Report | Canon global

FORM SD and Conflict Minerals Report submitted to the U.S. Securities and Exchange Commission (SEC). Addressing the Issue of Conflict Minerals.

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Conflict minerals | ExxonMobil

Conflict Minerals Disclosure. Section 13(p) of the Securities Exchange Act of 1934 and Rule 13p-1 thereunder (collectively, the "conflict mineral rules") require certain disclosures concerning supply sources for conflict minerals – consisting of gold, tin, tungsten, or tantalum – that may be necessary to the manufacture or functionality of a company's products.

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Conflict Minerals Diligence - Ropes & Gray

conflict minerals rule (Nat'l Ass'n of Mfrs. v. S.E.C., 748 F.3d 359 (D.C. Cir. 2014)). The challenge was brought by several business groups against the SEC seeking to strike down or modify the conflict minerals rule and Section 1502 of the Dodd-Frank Act. These business groups appealed their action to the Court of Appeals after

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EU Conflict Minerals Regulation Flowchart | Conflict ...

Resources We are pleased to announce the launch of our EU Conflict Minerals Regulation Interactive Flowchart, which promises to be a valuable tool for those charged with compliance with the EU conflict minerals regulation.. In 2017, the EU adopted its conflict minerals regulation, which is intended to help businesses identify and address the risk that 3TGs in their products are linked to ...

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Five Practical Steps to Support SEC Conflict Minerals ...

Both the OECD Guidance and the SEC Final Rule on conflict minerals recognize that a company's processes must be tailored to the particular facts and circumstances of the individual enterprise, taking into account size, complexity and supply chain characteristics.

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Skadden September 5, 2012

n August 22, 2012, the SEC adopted final rules to implement the conflict min-erals provisions in Section 1502 of the Dodd-Frank Act, which require com-panies to make disclosures concerning their use of conflict minerals originat-ing in the Democratic Republic of the Congo (the "DRC") and adjoining countries. Overview, Background and Timing

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Conflict Minerals Policy | Flowserve

Conflict Minerals Policy. Flowserve culture is centered on ethics, integrity and trust. Our values drive how we treat each other, our customers, suppliers, partners and even our competitors. By combining uncompromising character, transparent business behavior, mutual respect, and world-class products and services, we seek to build an enduring ...

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Conflict Minerals :: Amtech Systems, Inc. (ASYS)

Section 1502 obligates companies publicly traded in the U.S. to disclose the use of conflict minerals, which is inclusive of tantalum, tin, tungsten and gold, originating in the Democratic Republic of the Congo or any adjoining country (collectively, the "Covered Countries") in the products that they manufacture or contract to manufacture.

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GSA Supply Chain Working Group Meeting

1. Tom Melendrez, Exar, presented "Conflict Minerals Rule" a. Need an industry initiative, perhaps driven by GSA to properly address b. Gave an overview, background and pertinent compliance dates c. Noted that necessary level of reporting has not been defined by the SEC d. Defined minerals and countries where rule applies e.

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SEC Filings | Globus Medical, Inc.

SEC Filing Keyword Search Group 3,4,5 Annual Filings Current Reports Mergers & Acquisitions Other Proxy Filings Quarterly Filings Registration Statements Filing year - Any - 2021 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003

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Microchip Technology Incorporated

Microchip believes one of the fundamental goals of the SEC Conflict Minerals Rules is to increase supply chain transparency concerning how companies are sourcing tin, tantalum, tungsten, and gold (3TG) within the supply chain. In furtherance of that aspiration, Microchip has prepared this document ... flow chart refer to the last day of the ...

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Conflict Minerals Disclosures - Oceaneering

Conflict Minerals Disclosures. Developing, integrating, and applying both new and established technologies to the challenges of operating in space and other harsh environments. Contributing to the cutting-edge development of theme park technologies, including dark ride vehicles and show systems, and a range of custom solutions.

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ADVISORY Securities - Cov

must exercise due diligence on the source and chain of custody of its conflict minerals and may need to file a Conflict Minerals Report . Annex A contains a flow chart from the Adopting Release illustrating this three-step compliance process. The remainder of this advisory describes the process in more detail.

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Tin Tantalum Tungsten Gold

Section 1502 covers Conflict Minerals requirements. ... SEC Final Rule – Flow Chart Inside of the SEC Final Rule, you will find this flow chart which is an excellent summary of the steps involved with complying with the Final Rule.

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Conflict Mineral Compliance Toolkit For Executives

ASSENT COMPLIANCE CONFLICT MINERAL TOOLKIT 40 rule and Section 1502 under the First Amendment to the US Constitution. On July 23, 2013, the District Court granted summary judgment to the SEC, reject-ing the challenge to the conflict minerals rule and Section 1502. The decision means that the conflict minerals rule continues in effect as adopted.

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Turning Conflict Minerals Law Compliance into a ...

(SEC) to create and enforce rules requiring public companies to disclose their use of these 'conflict minerals.' Section 1502 defines four conflict minerals to be disclosed—tungsten, tin, tantalum, and gold— often referred to as the "3TG" minerals. The rule does not ban the use of conflict minerals outright, but

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SEC Adopts Controversial Disclosure Rules Regarding the ...

A useful flow chart of these steps is set forth on page 33 of the SEC's final rule release on conflict minerals. Step One The first step is for an issuer to determine if conflict minerals are necessary to the functionality or production of a product manufactured or contracted to be manufactured by the issuer. If not, no further inquiry or ...

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Conflict Minerals Final Rule: How will this Affect You?

The Dodd-Frank Wall Street Reform and Consumer Protection Act passed Section 1502 in July of 2010, and the issuing of the Conflict-Mineral Rules in 2012, set forth guidelines requiring companies to identify the country of origin of certain minerals commonly used in electronic devices and their manufacture.

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SEC Conflict Minerals Flow Chart - Perkins Coie

SEC Conflict Minerals Flow Chart The Conflict Minerals Report must also include an independent private sector audit report, which expresses an opinion or conclusion as to whether the design of the issuer's due diligence measures is in conformity with the

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ASSENTCOMPLIANCE

• The facilities used to process those conflict minerals, • Those conflict minerals' country of origin, • The efforts to determine the mine or location of origin with the greatest possible specificity. • Issuers are required to exercise due diligence in making these determinations in the Conflict Minerals Report (IE.

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ADVISORY Securities - Cov

due diligence on the source and chain of custody of its conflict minerals and may need to file a Conflict Minerals Report. Annex A contains a helpful flow chart from the Adopting Release illustrating this three-step compliance process. All disclosures required under the rules will be filed using a newly-created form, Form SD. The first

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Summary of Conflict Minerals Rule - Squire Patton Boggs

67716.pdf. The Release includes a flowchart the SEC suggests as a guide to compliance with the Conflict Minerals Rule. The Conflict Minerals Rule The Rule requires any reporting company having conflict minerals that are necessary to the functionality or production of a product manufactured or contracted to be manufactured by that

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